Fintech Finance

DECEMBER 9, 2024

Discover innovative business models, regulatory insights, and best practices driving the transformation of the finance sector. Lisa Lechner, Chief Compliance Officer at SpotOn Matt Shustrin, CCO (Chief Compliance Officer), BSA/AMLOfficer, Sr.

Office of the Comptroller of the Currency

Stax

DECEMBER 4, 2023

The Bank Secrecy Act (BSA) establishes AML program requirements for financial institutions in the US while the USA Patriot Act lays down which entities are required to comply. As such, the Bank Secrecy Act (BSA) establishes certain AML program requirements for financial institutions in the US. But training can’t be a one-off practice.

Money Laundering

FICO

JANUARY 8, 2020

Specifically: Cybersecurity risk awareness is on another expansion wave, as a best-practice component of third-party risk management (TPRM). This convergence is being pushed forward by a FinCEN directive, with consultants such as McKinsey & Co. At long last, fraud and compliance infrastructures are starting to converge.

Compliance