Remove Best Practices Remove Regulatory Compliance Remove Reporting Requirements
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Understanding the importance of a Compliance Monitoring Plan: An expert interview

Neopay

As regulatory compliance continues to become more complex, having a robust monitoring plan in place is more important than ever. How does a Compliance Monitoring Plan help with keeping registrations and certifications up-to-date? With an increase in the number of reports required, it’s easy for businesses to fall behind.

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Marketplace Lenders Navigate The Choppy Waters Of Compliance

PYMNTS

Know Your Customer is another area of compliance friction for these companies, added Wales, as money laundering and terrorist financing become more significant threats to the borrowing and lending space. Which brought Wales to the final major challenge industry players face in the compliance realm: data management.

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How payment firms can prepare for the FCA’s proposed safeguarding regime

The Payments Association

The reforms aim to address weaknesses in safeguarding practices, reduce consumer fund risks, and enhance regulatory compliance, particularly in preventing fund shortfalls. Moreover, firms should designate a compliance officer who will be directly responsible for overseeing adherence to safeguarding requirements.

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Expense Reconciliation: Step-by-Step Guide

Nanonets

Through this guide, we will define what expense reconciliation is, explore its significance to companies, the formal methods of going about it, as well as the challenges and best practices involved. Compliance with regulatory standards and reporting requirements adds another layer of complexity to the expense reconciliation process.

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The Ultimate Expense Management Guide for Businesses

Nanonets

Let's see how InnovateX, or any other company adopting expense management best practices and solutions is able to effectively address traditional expense management issues: Real-Time Data is King : In the fast-paced business world, making decisions based on last quarter’s data is like driving using your rearview mirror.

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Managing Third-Party Risk in Financial Services with Jenna Wells of Supply Wisdom

Finovate

Traditional risk assessment methods, which rely on periodic reviews and self-reported questionnaires, are no longer sufficient in an era where threats emerge in real time and rarely any warning. Many organizations simply lack the tools, resources, or expertise to stay ahead of these challenges. What are your near-term goals for Supply Wisdom?

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