What is Compliance Management?
FloQast
OCTOBER 27, 2023
Plus, it captures audit evidence at the source, eliminating duplicate audit activities and complexity. In 2022, the Securities and Exchange Commission (SEC) levied $1.1 billion in penalties on 16 Wall Street firms for record-keeping compliance failures. You can get a demo and see how to stay audit-ready, reduce risk, and save time.
Let's personalize your content