PYMNTS

MARCH 12, 2019

.” “The institutions have failed to sufficiently prioritize and resource their reviews, particularly as ASIC advised them to commence the reviews in mid-2015 or early 2016,” she said. According to reports, the banks are reviewing operations as far back as 10 years ago, with more than 7,000 advisors involved.

Regs 43

Regs Small Business Regulations Advisors 43

Wharton Fintech

AUGUST 21, 2023

When we first started talking about this, you know, in 2016, and the need for portfolio diversification, you got a lot of blank stares; most people were still of the school that 60/40 is what you do, meaning 60% public equities / 40% public bonds.

Accreditation 130

Accreditation Returns Regs Origination 130

Fintech Labs Insights

JANUARY 5, 2016

Specializing in providing backoffice tools ranging from escrow, AML, and payment processing, FundAmerica gives investment advisors, broker-dealers, and platform operators the technology to make sure their crowdfunding businesses run efficiently and remain compliant. Average investment (Reg A): $2,800. Total number of platforms: 325.

Regs 15

Regs AML Advisors Compliance 15

Fintech Labs Insights

JANUARY 5, 2016

Specializing in providing backoffice tools ranging from escrow, AML, and payment processing, FundAmerica gives investment advisors, broker-dealers, and platform operators the technology to make sure their crowdfunding businesses run efficiently and remain compliant. Average investment (Reg A): $2,800. Total number of platforms: 325.

Regs 12

Regs AML Advisors Compliance 12

CB Insights

OCTOBER 31, 2017

2016 Third Update (11/8/16). 2016 Second Update (7/28/2016). 2016 First Update (2/15/2016). The company had lost $81 million in the 2016 financial year with revenue of just $1.2 The tail end of 2016 and start of 2017 were a rough period for startups, in which many were culled from the herd.

Posting 78

Posting Product Online and Mobile Banking On-Demand 78

PYMNTS

FEBRUARY 21, 2017

The CFPB was a few weeks away from releasing new draft regulations, and the money was on regs that would by and large neuter the industry. When the draft rules were released in early June 2016 — all 1,400 pages of them — that concern became a certainty. . — better known colloquially as payday loans — was rather grim.

CFPB 40

CFPB Regs Rules FTC 40