PYMNTS

JANUARY 23, 2019

There are no probes,” Deutsche Bank said in an emailed statement to Bloomberg, but noted it “received several requests for information from regulators and law enforcement agencies around the world.

Fed 55

Fed Money Laundering Federal Reserve Law Enforcement 55

PYMNTS

MARCH 5, 2018

Securities and Exchange Commission issued scores of subpoenas and Requests for Information (RFIs) focused on initial coin offerings (ICOs). And so, the SEC might be shorthand for “Scare Every Cryptocurrency Firm.”. News came this past week, and a regulatory shoe of sorts dropped when the U.S.

Consumer Financial Protection Bureau (CFPB) 49

Consumer Financial Protection Bureau (CFPB) Request for Information Bitcoin Cryptocurrency 49

PYMNTS

AUGUST 18, 2016

Undercover investigation is common in criminal law – but not in civil enforcement – because the 1974 Privacy Act states that government officials must identify themselves before seeking information from individuals. Thus, there is no Privacy issue.

CFPB 40

CFPB Law Enforcement Laws Request for Information 40

Global Fintech & Digital Assets

DECEMBER 18, 2023

Under the Proposal, however, they would be subject to heightened scrutiny via routine monitoring, requests for information, and on-site or off-site compliance examinations. The Proposal also excludes certain types of transactions, including the following: International payments or money transfers (e.g.,

CFPB 75

CFPB Regulations Consumer Financial Protection Bureau (CFPB) Non-Bank 75

PYMNTS

AUGUST 8, 2019

The probe will specifically focus on if those companies involved in short term lending are in violation of state usury, licensing and other laws. In its announcement, the NYDFS confirmed it is sending requests for information to payroll advance companies but did not specify which ones when asked directly by media.

Regulations 53

Regulations Payroll Laws Request for Information 53

Innovative Payments Association

OCTOBER 3, 2023

Since then, we have also held sessions in New York and Minneapolis with the goal of forging connections between the payments community and law enforcement. They also need to know how to verify requests for information or payment. This was the fourth Field Office event in a series that started last fall in Atlanta.

FBI 40

FBI Crime Law Enforcement Request for Information 40

PYMNTS

MARCH 12, 2018

Securities and Exchange Commission issued scores – the tallies varied depending on where you got the news, but The Wall Street Journal estimated “dozens” – of requests for information and subpoenas from companies who have dipped, or are dipping, corporate toes in the initial coin offerings pool. Last week, of course, the U.S.

Regulations 46

Regulations Rules Laws Security 46

Nanonets

FEBRUARY 15, 2024

They send out Requests for Information (RFI) to gather initial data on suppliers' capabilities and compliance with industry standards. Governing Law This Agreement shall be governed by the laws of [Jurisdiction]. XYZ Corp: By: Name: Title: Date: Supplier A: By: Name: Title: Date: 4.

Finance 52

Finance RFP Agreements Automation 52

FICO

MAY 31, 2017

On May 10, the Consumer Financial Protection Bureau (CFPB) issued a Request for Information (RFI) seeking to learn more about the small business lending market. If you are scratching your head as to why the CFPB is delving into small business lending, you are not alone.

Small Business 45

Small Business CFPB Consumer Financial Protection Bureau (CFPB) Rules 45

FloQast

DECEMBER 23, 2024

If your company is public, youll be required by law to have external audits, but even private companies can benefit from them. Accounting firms that specialize in auditing typically follow a six-step process: Request for information The audit procedure starts by requesting financial records and information.

Audit 98

Audit Reconciliation Request for Information Process 98

PYMNTS

JANUARY 31, 2018

The Consumer Financial Protection Bureau (CFPB) wants more insight into the use of administrative adjudications and sent out a Request for Information (RFI) to get it.

CFPB 43

CFPB Consumer Financial Protection Bureau (CFPB) Request for Information Laws 43