Fintech Weekly

JULY 31, 2025

Implement model governance frameworks that ensure all changes follow established approval processes and audit trails. Establish cross-functional drift response teams to assess business impact and coordinate remediation efforts quickly.

AI

VISTA InfoSec

NOVEMBER 12, 2024

As one of the most trusted PCI DSS advisors, VISTA InfoSec has seen firsthand how implementing PCI DSS can bolster client trust and improve overall data security in the SaaS sector. SaaS providers must assess and monitor these vendors to ensure they meet PCI DSS requirements as well ( Requirement 12.8.4 ). check out this video.

PCI DSS

VISTA InfoSec

NOVEMBER 12, 2024

As one of the most trusted PCI DSS advisors, VISTA InfoSec has seen firsthand how implementing PCI DSS can bolster client trust and improve overall data security in the SaaS sector. SaaS providers must assess and monitor these vendors to ensure they meet PCI DSS requirements as well ( Requirement 12.8.4 ). check out this video.

PCI DSS

Nanonets

AUGUST 1, 2023

Internal audits play a crucial role in assessing a company's internal controls, corporate governance, and accounting processes. These audits are essential for ensuring compliance with laws and regulations, as well as maintaining accurate and timely financial reporting and data collection.

Audit

PYMNTS

OCTOBER 9, 2020

Durable Capital Partners led the funding round, while 01 Advisors and Greenoaks Capital participated. “We By helping firms scope appropriately sized audits and dynamically modify controls, Strike Graph seeks to take away the confusion around cybersecurity audit and certification procedures.

Automation

Fintech Review

FEBRUARY 11, 2025

Machine learning algorithms detect fraud, assess risks, and optimise trading strategies. For example, robo-advisors analyse investment opportunities, offering personalised portfolio recommendations. For example, robo-advisors analyse investment opportunities, offering personalised portfolio recommendations.

AI

Fintech News

MAY 22, 2024

Arctic Intelligence (Australia) Headquartered in Sydney, Australia, Arctic Intelligence is a multi-award-winning regtech company specializing in financial crime risk assessment technologies. Founded in late 2015, the company provides regulated entities with tools to manage audit, risk, and compliance programs effectively.

Financial Crimes

PYMNTS

NOVEMBER 26, 2018

In addition to assessing how many members of the C-Suite have accounting experience, the researchers looked at other data points, including executive pay, complexity of company finances, financial performance and more. Newton of Florida State University examined data from 3,252 public companies over a 10-year period.

Compromise

FICO

FEBRUARY 1, 2021

Capturing this information and applying risk analytics would allow you to assess the overall customer risk, track transactional behaviors, and better identify the customers who will be in need of continued assistance in the months to come. FICO Advisors are always here to help, reach out to JaimeGuzman@FICO.com. by Jaime Guzman.

Online and Mobile Banking

FloQast

MARCH 12, 2024

Critical Factors to Evaluate Prior to Taking Your Company Public Before embarking on the IPO journey, assessing whether your company is ready for the public spotlight is crucial. You can also benefit from an independent IPO advisor who can ensure a holistic approach to the IPO preparation.

Advisors

The Finance Weekly

APRIL 13, 2024

Drill-down and audit control allow each finance team to understand and control every aspect of their budget and forecast. It also offers comprehensive financial tracking through detailed accounting reports and facilitates seamless collaboration with advisors in a real-time online environment. Available in selected states.

Finance

PYMNTS

JUNE 14, 2017

Analysts agree that a company should work with partners, advisors and technologies that can help them manage their compliance demand across borders. Through a 70-question survey, TMF Group asked the accounting and tax professionals to assess their local regulatory climates.

Regulatory Compliance

The Fintech Times

MAY 16, 2024

According to a new report by the National Audit Office (NAO), the number of telephone calls received by HM Revenue & Customs (HMRC) from customers was down from previous years. Money , the non-profit advisor, said: “This report paints a sorry picture of a service in serious decline. Sam Richardson, deputy editor of Which?

Correspondent

CB Insights

JANUARY 4, 2018

And that has started with the category broadly known as robo-advisors. He writes: “Software does a better job than traditional financial advisors because it provides to an unlimited number of customers important services that had previously been available only to the very wealthy. COMPLIANCE OFFICERS.

Automation

Global Fintech & Digital Assets

DECEMBER 11, 2023

Covered financial institutions now face heightened expectations in relation to cybersecurity governance, risk assessment, and incident reporting. Risk assessments should also be reviewed whenever a new business model is adopted or a new product is introduced.

Cybersecurity

The Fintech Times

DECEMBER 23, 2023

“Sustainability assessments will play an increasing role in the banking decision-making process, for example banks are increasingly using data and AI to assess the sustainability credentials of their lending portfolios. . “Sustainable finance is another important trend we are likely to see gain momentum next year.

Finance

FloQast

MAY 13, 2024

From automated bookkeeping and bank reconciliations to AI-driven tax preparation and audit processes, these new technologies enhance efficiency and accuracy and give accountants more time to focus on higher-level, more strategic work. This technology offers an immutable ledger, reducing fraud risks and ensuring a clear audit trail.

Accounts

Finextra

JUNE 5, 2025

Access to the Financial Ombudsman Service (FOS) BNPL customers can now escalate complaints to FOS, increasing the importance of auditable redress processes and timely resolution. Complaint handling will need to be FOS-ready This includes robust audit trails, clear redress pathways, MI reporting on themes, and training on FOS processes.

BNPL

The Fintech Times

AUGUST 2, 2024

Hallucinations have the potential to hinder compliance processes, where assessing the whole-risk picture and thoroughly understanding who they are doing business with are essential. An additional 50 per cent say it has value in enhancing accuracy. Interestingly, the report also found that AI adoption in risk and compliance is on the rise.

AI

Stax

JANUARY 31, 2024

Audit your data security measures. Consider consulting with financial advisors, payment processing experts, or industry specialists who can offer personalized guidance on optimizing payment strategies. Many businesses, like gas stations, choose to offer a small discount for cash transactions, for example.

Credit Cards

CB Insights

OCTOBER 6, 2017

While startups like babylon assess a patient’s level of risk based on the response, others like Sense.ly Robo-advisors, or digital wealth managers/financial planners, have made the most progress towards fully-automating a conventional fintech business model. across 169 deals spanning 18 countries into robo-advisors since 2013.

AI

Nanonets

FEBRUARY 15, 2024

Documentation: A Needs Assessment Report is prepared, detailing the type of machinery needed, the expected improvement in production efficiency, and the budget. Next Steps This Needs Assessment Report is submitted to the procurement department for review and approval. The contents were verified to be intact and undamaged.

Finance

Fintech Labs Insights

JULY 22, 2015

Advisor Software will provide an overview of its wealth management cloud platform – an end-to-end suite of APIs, apps and widgets that power digital investment advice and financial planning applications. Collaboration on the app is fully audit-trailed, for all users on all devices.

Payment APIs and Integration

Fintech Labs Insights

AUGUST 16, 2016

Apex Clearing’s suite of APIs facilitates real-time onboarding, account management, and cash management for broker dealers and registered investment advisors. Aerospike uses a distributed, key-value database designed for Flash to help organizations make decisions in real-time.

Payment APIs and Integration

CB Insights

OCTOBER 26, 2020

To do this, they look at examples of comparable companies that have gone public, projecting how the company may perform in the future, and assessing how much funds may be willing to pay to invest. Going public is a significant liquidity event for a company, but is also a complex legal event. BOUTIQUE BANKS.

Underwriting

The Payments Association

FEBRUARY 17, 2025

From enhanced KYB/KYC and cash flow management to credit assessment, and investments, open finance is reshaping how businesses and consumers interact with financial services. Robo-advisors : using algorithms to align investments with an individuals risk appetite and wealth objectives.

Finance

The Payments Association

MAY 14, 2025

This includes visibility into documentation, rule application, and risk assessments. No more audits six months after the fact. These tools allow for a seamless flow of information across systems, making it easier to assess risk, calibrate thresholds, and respond to red flags proactively.

Cross-Border Payments

The Payments Association

APRIL 14, 2025

This includes undertaking robust fraud risk assessments, embedding tailored internal controls, and delivering ongoing staff training. Next steps/action required: Assess eligibility and readiness for direct RTGS or CHAPS participation under the Bank of Englands revised access framework.

Regulations